Disclosures Summary
Licensed & Regulated
Collies Wealth Partnerships Limited is licensed by the Financial Markets Authority (FMA) to provide financial advice services.
FSP Number: FSP1008217
We comply with the Financial Markets Conduct Act 2013 and the Code of Professional Conduct for Financial Advice Services, which require us to:
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Give priority to your interests.
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Exercise care, diligence, and skill.
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Meet strict competency, ethical, and client care standards.
Nature & Scope of Advice
We provide advice on:
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Investment portfolios (shares, bonds, managed funds).
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KiwiSaver and retirement savings.
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Personal insurance (life, health, income protection).
Conflicts of Interest
Conflicts are near zero for investments, and for insurance we reduce them by following a logical advice process and sharing commissions with you.
We only earn from your fees when investing—never from transactions like brokerage or currency conversion.
Complaints & Independent Resolution
If you’re dissatisfied:
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Contact us directly—we’ll resolve issues quickly.
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If unresolved, you have free access to Financial Services Complaints Ltd (FSCL), an independent dispute resolution service.
FSCL Contact Details:
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Email: complaints@fscl.org.nz
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Phone: 0800 347 257 or +64 (4) 472 3725
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Postal Address: PO Box 5967, Lambton Quay, Wellington 6145
Disciplinary & Legal Information
We have no disciplinary history, no relevant criminal convictions or civil proceedings, and no bankruptcy discharges within the past four years.
Asset Safety
We never hold your assets.
All investments are held in a bare trust with FNZ via Consilium, and you remain the beneficial owner at all times.