Disclosures Summary
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Licensed & Regulated
Collies Wealth Partnerships Limited is licensed by the Financial Markets Authority (FMA) to provide financial advice services.
FSP Number: FSP1008217
We comply with the Financial Markets Conduct Act 2013 and the Code of Professional Conduct for Financial Advice Services, which require us to:
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Give priority to your interests.
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Exercise care, diligence, and skill.
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Meet strict competency, ethical, and client care standards.
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Nature & Scope of Advice
We provide advice on:
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Investment portfolios (shares, bonds, managed funds).
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KiwiSaver and retirement savings.
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Personal insurance (life, health, income protection).
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Conflicts of Interest
Conflicts are near zero for investments, and for insurance we reduce them by following a logical advice process and sharing commissions with you.
We only earn from your fees when investing—never from transactions like brokerage or currency conversion.
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Complaints & Independent Resolution
If you’re dissatisfied:
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Contact us directly—we’ll resolve issues quickly.
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If unresolved, you have free access to Financial Services Complaints Ltd (FSCL), an independent dispute resolution service.
FSCL Contact Details:
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Email: complaints@fscl.org.nz
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Phone: 0800 347 257 or +64 (4) 472 3725
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Postal Address: PO Box 5967, Lambton Quay, Wellington 6145
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Disciplinary & Legal Information
We have no disciplinary history, no relevant criminal convictions or civil proceedings, and no bankruptcy discharges within the past four years.
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Asset Safety
We never hold your assets.
All investments are held in a bare trust with FNZ via Consilium, and you remain the beneficial owner at all times.
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